Pam Strickland's Compliance Consulting
Pam Strickland offers confidential, affordable, in-office compliance consulting throughout California on State and Federal laws, rules and regulations impacting the Real Estate industry (including mortgage, property management and escrow companies). Contact Pam today (pam@pamstrickland.com) to set an appointment to “Bullet-Proof” your operation.
Topics to be covered include (as applicable):
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How to Survive an Audit - Step by Step
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Trust Accounts
Daily Balancing
Monthly Reconciliation
Quarterly Status Report
Proper Contracts for Withdrawals
Correct Signature Cards
Pass-Through Ledger
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Disclosures
When and What to Use and How to Complete
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Advertising
State and Federal Requirements
California Disclosures
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Licensing
Proper Contracts and Record Keeping
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2725 Supervision Requirements
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RESPA
Referrals and Kickbacks (Fines and Prison Time Possible!)
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Threshold Reporting Requirements
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Retention of Files
What to Keep/What to Destroy
How Long to Retain/Where to Store
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How to Stay Both Legal and Profitable
